Managing Health & Safety

Digest of Some Current UK Health & Safety Laws

Health, Safety and Welfare Law 

This Appendix summarizes the principle Acts and Regulations of UK law related to the management of health and safety.

Fire Precautions Act 1971 and Fire Precautions (Workplace) Regulations 1997

Places of work requiring a fire certificate are defined as those:

  • Employing more than 20 people

  • Employing more than ten persons above/below the ground floor

  • Buildings of multiple occupation where the aggregate of people at work exceeds the above totals

  • Premises where explosives or highly flammable materials are stored or used in or under the buildings

The fire certificate contains information concerning the use of the premises and also specifies the following:

  • Means of escape (as per the route specified on the drawings – usually attached)

  • Fire-fighting equipment

  • Fire-alarm system

  • Particulars concerning any explosives etc. to be used or stored on the premises.

General duties of employers

  • To provide a means of escape

  • To provide a means of fighting the fire

  • To ensure that a fire certificate is kept on the premises (preferably displayed)

  • To provide adequate training and keep records accordingly

  • To inform the fire authority of any changes to the building, internally and externally

  • Fire risks within the workplace to be assessed

  • To provide emergency routes and exits

  • To provide means of fighting and detecting fire

  • To ensure that the maintenance and testing of equipment is carried out by a competent person in accordance with manufacturer’s instructions

  Health and Safety at Work Act etc. 1974 (HASAWA)

  General duties of employers

The Act imposes a duty on all employers to ensure, so far as is reasonably practicable, the health, safety and welfare at work of their employees, including:

  • Providing and maintaining safe premises, equipment and systems of work

  • Making arrangements for ensuring safe use, handling, storage and transport of articles and substances

  • Providing information, training and supervision to ensure the health and safety at work of employees

  • Maintaining a safe workplace and adequate welfare facilities

  • (For employers with five or more employees) producing and maintaining a written statement of health and safety policy

  • Ensuring that non-employees (contractors, the general public, work experience staff, temporary staff, visitors etc.) are not exposed to risks resulting from workplace activities

  • Providing adequate personal protective equipment free of charge.

General duties of employees

The Act also requires employees:

  • Take reasonable care for the health and safety of themselves and others who may be affected by their acts or omissions

  • Cooperate with employers and any other persons so far as is necessary to enable them to carry out statutory provisions

  • Not intentionally or recklessly interfere with or misuse anything provided in the interests of health, safety and welfare.

Safety Representatives and Safety Committees Regulations 1977, and Health and Safety (Consultation with Employees) Regulations 1996

Safety Representatives and Safety Committees Regulations 1977

If an employer recognizes a trade union and that trade union has appointed, or is about to appoint, safety representatives, then the employer must consult those safety representatives on matters affecting the group(s) of employees they represent.

Health and Safety (Consultation with Employees) Regulations 1996

Any employees not in groups covered by trade union safety representatives must be consulted by their employers either directly or through elected representatives.

Under both sets of Regulations the employer has a duty to make sure that the elected representatives receive the necessary training to carry out their role effectively, given them the necessary time off with pay and pay any costs incurred.

Electricity at Work Regulations 1989

General duties of employers

  •  All electrical equipment shall at all times be of such construction to as to prevent danger

  • All electrical equipment and associated work activities to be maintained so as to prevent danger

  • Any equipment provided for the protection of persons working on or near electrical equipment to be maintained

  • All equipment to be protected so as to prevent any danger to users when exposed to adverse effects (weather, temperature, pressure, dust/dirt, natural hazards)

  • Ensure the correct insulation, protection and placing of conductors to prevent danger

  • Ensure earthing or other suitable precautions to prevent danger resulting from any conductor becoming charged (this may also include the conductive parts of equipment such as outer metallic casings which, although not live, may become live under fault conditions)

  • Joints and connections shall be mechanically and electrically suitable for use

  • Install means of protecting from excess of current within every part of a system, usually in the form of fuses or circuit breakers

  • Have in place readily available means of cutting off and isolating the supply

  • Precautions to be taken when working on equipment made ‘dead’.

  • No person to be allowed to work on or near any live conductor not suitably covered with insulating material (this includes underground and overhead cables)

  •  Adequate working space, means of access and lighting when working with or near electrical equipment, where work is being carried out in circumstances that may give rise to danger

  • Persons employed on any work activity where technical knowledge or experience is necessary to prevent danger or injury must be competent or suitably supervised

General duties of employees

  • To co-operate with the employer in meeting the requirements of the Regulations

  • To comply with the Regulations

Noise at Work Regulations 1989

General duties of employers

  • To make a formal noise assessment where employees are likely to be exposed to the noise

  • To identify which employees are exposed and provide information.

  • To review any assessments when significant changes in the work have taken place or when the original assessment is no longer valid.

  • To keep records of all assessments made

  • To reduce the risk of exposure to the lowest level reasonably practicable

  • To reduce, so far as is reasonably practicable, the exposure of employees to second action level (90dB(A)) or above or peak action level or above, by means other than the provision of personal ear protection

  • To provide ear protection when an employee is exposed between first action level and second action level, at the employee’s request.

  • To provide suitable ear protection when an employee is exposed between second action level and peak action level or above which will bring the level down

  • To identify ear protection zones with mandatory signs where areas exist between second action level and peak action level or above

  • To ensure all employees and others entering any such above area wear personal ear protectors

  • To ensure correct use of equipment and that it is fully maintained

  • To provide adequate information, instruction and training to every employee exposed between first action level and peak action level or above on the risks of hearing damage; precautions to take; how to obtain ear protectors; obligations of the employee

General duties of employees

  • To make full and proper use of personal ear protectors where provided

  • To make full and proper use of any other protective measures provided

  • To report any defects to the employer

Health and Safety (Display Screen Equipment) Regulations 1992 (DSE)

The Regulations apply to all workstations with a display screen mainly used for text, line drawing and graphics.

General duties of employers

  • Analysis of workstations and identification of measures to reduce risks to lowest extent reasonably practicable

  • Analysis of daily routines of users

  • Provision of eye and eyesight test

  • Provision of information and training.

Management of Health and Safety at Work Regulations 1992

General duties of employers

Employers are required to carry out suitable and sufficient risk assessments:

  • Identifying the significant risks arising out of work

  • Enabling the employer to identify and prioritize necessary measures to comply with the relevant statutory provisions

  •  Appropriate to the nature of the work and valid for a reasonable period of time

In addition, employers are required to:

  • Make arrangements for implementing health and safety measures identified by risk assessments

  • Provide health surveillance where necessary

  •  Appoint competent people to assist in undertaking the measures necessary to comply with statutory requirements

  • Set up emergency procedures for serious and imminent danger and danger areas

  • Provide employees with comprehensive and relevant information on health and safety matters

  • Co-operate with any other employer who shares a work site

  • Provide health and safety information to people working for them who are not their employees

  • Ensure that employees are adequately trained in health and safety matters and capable of carrying out their work duties without risk to themselves or others

  • Consult safety representatives

  • Manage the health and safety of new and expectant mothers at work.

General duties of employees

  • Use correctly all work items provided by the employer in accordance with training and instruction

  • Co-operate with the employer

  • Notify the employer of any work situation which might present a serious and/or imminent danger

  • Inform the employer of any shortcomings in the health and safety arrangements, for example where the risk assessment is inadequate

Manual Handling Operations Regulations 1992

Manual handling is defined as transporting or supporting a load, and includes lifting, putting down, pushing, pulling, carrying, moving by hand or bodily force.

General duties of employers

These Regulations apply to all manual handling tasks involving a risk of injury.  Hazardous manual handling operations should be avoided wherever possible. 

Where manual handling cannot be avoided, employers must organize workstations (Workplace Regulations) where manual handling can take place as safely as possible.  Employers must risk assess the health and safety conditions of the type of work involved and take appropriate measures to avoid or reduce the risk.  In doing this they must take account of the:

  • Requirements of the task

  • Characteristics of individuals

  • Characteristics of the load

  • Environment.

Any assessment should be reviewed by the employer if there is reason to suspect that it is no longer valid or there has been a significant change in working practices.

General duties of employees

Employees have specific duties to make full and proper use of any equipment or system provided for manual handling.

Personal Protective Equipment at Work Regulations 1992 (PPE)

Personal protective equipment (PPE) includes:

  • Protective clothing – aprons, gloves, safety footwear, safety helmets, high-visibility waistcoats, protective clothing for averse weather conditions

  • Protective equipment – eye protectors, life jackets, respirators, underwater breathing apparatus and safety harnesses.

General duties of employers

Employers have the following duties:

  • To carry out and review risk assessments and organize the selection of suitable PPE

  • To provide suitable PPE

  • To ensure the compatibility of PPE.  If more than one item of PPE has to be worn then the PPE should be comfortable, compatible and continue to provide effective protection against risk.

  • To make sure that PPE is effectively maintained

  • To provide appropriate accommodation for PPE when it is not in use

  • To provide adequate information, instruction and training and supervision

  • To take steps to ensure that PPE is properly used

General duties of employees

It is the duty of employees to use any PPE provided in accordance with instructions and training, and to report any loss or obvious defect immediately.

Provision and Use of Work Equipment Regulations 1992 (PUWER)

The Regulations place on the employer the prime responsibility for the health and safety of works using work equipment, and set a number of general duties such as:

  • Ensuring the suitability of work equipment

  • Informing employees of the conditions in which it will be used

  • Ensuring that it is maintained in good order

  • Provision of adequate information, instruction and training to users

  • Provision of equipment that conforms with EU product Directives

Specific requirements within these Regulations cover:

  • Guarding

  • Protection against specific hazards

  • Work equipment parts and substances at high or very low temperatures

  • Control systems

  • Isolation from sources of energy

  • Maintenance operations

  • Warnings and markings.

Workplace (Health, Safety and Welfare) Regulations 1992

The Regulations are split into four broad areas:

  • Working environment: temperature, ventilation, room space, lighting etc.

  • Safety: safe passage of pedestrians and vehicles, windows (cleaning, safe opening and closing), floors, doors/gates, falls and falling objects

  • Facilities: sanitary accommodation, clothing storage and rest areas

  • Housekeeping: maintenance of the workplace, equipment and facilities, cleanliness and removal of waste materials

Control of Substances Hazardous to Health Regulations 1994 (COSHH)

General duties of employers

  • Prohibition of certain harmful substances

  •  An employer may not carry on any work which is liable to expose any employee or other person to a substance hazardous to health, unless a suitable and sufficient assessment has been made of the risks to health created by that work and the necessary measures to control exposure

  • Every employer shall ensure that the exposure of employees to hazardous substances is either prevented or adequately controlled

  •  Any control measure provided (eg. local exhaust ventilators) should be maintained in efficient working order and in good repair (at least once every 14 months)

  • Routine monitoring should be carried out.  Records must be kept showing when monitoring was done, the findings and what measures were put in place

  • Health surveillance must be carried out if the employee is exposed to any of the substances listed within the Regulations, and records of the surveillance kept for at least 40 years (if the employee is identifiable) or five years in any other case, from the date of the last entry
  • Pay for health surveillance checks

  • Provide relevant information, instruction and training to persons exposed to hazardous substances within the working environment

General duties of employees

  • To co-operate at all times

  • To attend health surveillance checks during working hours if required

  • To have access to health surveillance records

  • To wear suitable PPE as appropriate

  • To make full and proper use of any control measure provided

  • To report any defects in equipment provided

  • To store correectly in accommodation provided

Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 1995 (RIDDOR)

Injuries or conditions include:

  • Specified fractures (other than to fingers, thumbs or toes) and amputations

  • Dislocation of shoulder, hip, knee or spine

  • Loss of sight (temporary or permanent)

  • Injury caused by electrical equipment

  • Loss of consciousness due to lack of oxygen

  • Decompression sickness

  • Illness resulting from inhalation, ingestion or absorption of any substance

  • Illness though to have been caused by exposure to a pathogen or infected material

  • Any injury causing the person to be admitted to hospital for more than 24 hours

  • Acts of non-consensual physical violence done to a person at work

  • Death or injury, where a member of the public is taken to hospital

Reportable diseases include:

  • Poisonings

  • Skin diseases, occupational dermatitis, skin cancer, chrome ulcer

  • Lung diseases, occupational asthma, pneumoconiosis, mesothelioma

  • Musculoskeletal disorders

Dangerous occurrences include:

  • Collapse or failure of any load-bearing parts of a crane or access platform

  • Explosion or failure of a pressure vessel

  • Electrical short circuit attended by fire and plant stoppage for 24 hours

  • Explosion or fire in plant, with plant stoppage for 24 hours

  • Sudden uncontrolled release of highly flammable liquid or gas

  • Collapse of scaffold more than 5m high of more than 5 tonnes of building

General duties of employers

  • To provide employees with clear guidelines on reporting procedures

  • To notify the enforcing authority by the quickest practicable means within ten days of accident/incident occurring

  • To fill in approved form – F2508

  • To report the death of an employee in writing to the enforcing authority as a result of an accident at work which causes death within one year of the accident

  • To appoint a responsible person to report to the enforcing authority if a person suffers from any specified occupational disease

  • To report any gas (mains, LPG) incident causing death or injury – form F2508G

  • To keep records of every event reported for three years

  • To ensure that records are made available to the HSE and safety committees on request

Managing Health & Safety (UMDP16)

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